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Question No 1

Which of the following best characterizes the problems that developed at Bankgesellschaft Berlin?

Choose the Choices:

Volume growth at the expense of margin.

Excessive reliance on volatile trading income.

Banking is a "for - profit" business, not a means of fulfilling political goals.

A company culture where profits may justify "excesses."

Question No 2

Which of the following does NOT relate to the Orange County case?

Choose the Choices:

Where there are excess rewards, there must be risks

The Know Your Customer rule

Strategies that are not possible to explain to third parties should not be employed by the risk averse

Fractured organisational structure and poor risk oversight mechanism make it easy for powerful individuals to hide risk in the gaps

Question No 3

As LTCM started to have major losses, it compounded its problems by doing what?

Choose the Choices:

Trying to borrow more money from major money centre banks

Issuing Subordinated Debt

Returning capital to the general partners before others

Unwinding its' more liquid trades thereby creating more liquidity risk overall

Question No 4

What was the main type of risk that Metallgesellschaft was exposed to?

Choose the Choices:

Question No 5

The key people involved in the application of good governance and risk management must: I.be trustworthy II.be honest III.be approved by the local regulator IV.treat others fairly at all times

Choose the Choices:

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